Audit of DFSA Authorised Firm

Audit of DFSA Authorised Firm

Authorised Firms Registered in DIFC and regulated by  DFSA are required to be fully compliant with the external audit requirements in accordance with the DFSA laws, rules and regulations. In addition to the statutory audit of financial statements,  Authorized Firms are required to submit various regulatory returns based on the activities they carry out.

Types Of Regulatory Return Auditor's Report
To be Submitted In DFSA

  • highly_experied_team

    Regulatory Return Auditor’s Report (on PIB, PIN or AMI)

  • In-depth Knowledge Of NetSuite Functionality

    Client Money Auditor’s Report

  • Successful Implementation

    Insurance Monies Auditor’s Report

  • Bespoke Solutions

    Safe Custody Auditor’s Report

  •  NetSuite Recommended Tools And Practices

    Fund Auditor’s Report

KPI is a DFSA Registered Auditor, a distinction earned after a successful appraisal by Dubai Financial Services Authority, through rigorous reviews conducted on our systems, workflows and capabilities.

Through a team of qualified and experienced staff, we adopt a risk based approach to monitor and ensure that the Authorised Firms comply with the DFSA and DIFC laws, rules and regulations. We also provide assurance on the effectiveness of risk management processes and internal controls and continuous assurance with regard to proper maintenance of financial records and reliability of financial information.

KPI carries out the Regulatory Returns Reporting assignments under International Standards on Assurance Engagement (ISAE) or International Standards on Related Services (ISRS)